Job Description
Ensuring adherence to SEC rules and guidelines for the SEC registered entities.
Preparation and submission of regulatory reports to SEC as required
Assist the Head of Operations in co-ordination of internal and outsourced support services
Send periodic (daily, weekly, monthly) updates to the Head of Operations/Compliance on the state of affairs with regards to regulatory requirements and support services
Ensure error free processing of expenses on Finark same day, proper filing of transactions and relevant documents same day.
Reconciliation of Finark postings with supporting documents and bank statements.
Liaison with Ackounting team on reconciliation process.
Qualifications
Bachelor’s Degree in any discipline preferably Business Management, Accounting, Economics or Finance related field.
Minimum of 4 years’ experience working in a financial institution. Work experience in compliance will be an added advantage.
Competencies:
Technical & Professional proficiency required: Strong organisational skills, Analytical Thinking, Problem Solving, project management experience.
Applicants should send their CV’s to: careers@comerciopartners.com using “Ops and Compliance” as the subject of the mail.
Apply via :
careers@comerciopartners.com
