DUTIES & RESPONSIBILITIES
Internal Control & Risk Assessment
Perform internal control testing to assess effectiveness and recommend corrective actions where needed.
Develop preventive, detective, and corrective control mechanisms across financial, operational, and IT processes.
Conduct risk-based evaluations of internal controls over financial reporting, operations, and compliance to identify vulnerabilities and recommend improvements.
Conduct process reviews and re-engineer workflows to improve efficiency and reduce control failures.
Monitor key risk indicators (KRIs) to detect emerging control risks and ensure timely mitigation.
Leverage data analytics tools (Power BI, Excel, Python, etc.) for automated control testing and fraud detection.
Identify and automate manual processes to reduce inefficiencies and control lapses.
Regulatory Compliance & Risk Mitigation
Monitor adherence to SEC, AML/CFT, IFRS guidelines and other financial regulations applicable to the company.
Identify control gaps that may expose the company to regulatory penalties.
Update control frameworks in response to regulatory changes and emerging risks.
Support the development of Anti-Money Laundering (AML) and fraud prevention controls.
Audit Support
Assist in coordinating internal audits and external audit engagements.
Ensure timely closure of audit findings and continuous monitoring of remediated risks.
Maintain comprehensive documentation of internal control frameworks, risk assessments, and compliance procedures.
Track and report control deficiencies, remediation efforts, and progress updates to management.
Reporting & Communication
Prepare detailed internal control reports for management, summarizing control issues, risk exposure, and recommendations.
Facilitate internal control awareness training to promote compliance and a strong risk culture.
Serve as a liaison between Risk Management, Legal & Compliance, and Finance to ensure effective controls.
EDUCATIONAL &PROFESSIONAL QUALIFICATION
Bachelor’s degree in accounting, Finance, Economics, or related field.
Professional Certifications: ACA, ACCA, CIA or CISA preferred
Knowledge of internal control frameworks (e.g., COSO, Basel II/III, ICFR, ISO 31000).
Strong understanding of SEC, IFRS, AML/CFT, and data privacy laws applicable to financial services.
EXPERIENCE
3–4 years of experience in Internal Control, Risk Management or Compliance within financial services, with exposure to IT controls.
Hands-on experience with risk assessments, control testing, and regulatory compliance reviews.
Interested and qualified candidates should forward their CV to: olayinka@mbocapital.com using the position as subject of email.
Apply via :
olayinka@mbocapital.com