Description
The Compliance Testing Officer will be expected to review regulatory requirements to determine appropriate test programme coverage, execute and coordinate reviews of specific areas of regulatory compliance on a region-wide basis in coordination with other Compliance staff, operating as a virtual team.
The Compliance Testing team exists to assist in the management and oversight of Compliance risk in the following ways:
• To complete Compliance Reviews using a strong, independent and consistent global process• To pro-actively identify areas of compliance risk and escalate these to senior management for resolution• To ensure that effective and timely corrective action plans are in place to address any areas of compliance risk that are identified
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