Compliance Officer – SEC Registered

Aug 13, 2018

Responsibilities

Monitor transactions according to Policy.
Ensure transaction monitoring and enhanced due diligence on high risk and high profile accounts.
Manage financial crime risks such as those posed by customers, products, counter-parties in transactions and the transactions themselves through transaction monitoring tools and escalating same where appropriate
Advisory support service in respect of all Compliance related queries.
Assist in developing a Group wide compliance culture.
Facilitate in Compliance training
Assisting with the update and improvement of the transaction filtering process
Investigate and clear transactions identified against specified watch lists
Provide optimum support from a holistic compliance perspective in relation to allocated subsidiaries
Possesses a working knowledge of Bank Secrecy Regulations, Fair Credit Acts and Anti-Money Laundering Laws.
Implements and manages new rules and regulations when they are passed by state or federal governing bodies.

Job Requirements

B.Sc Degree in Finance, Accounting, Economics, Law and Business. MBA will be an added advantage
Minimum 10 years’ experience in a similar role in a Financial Institution

Apply via :

Applicants should send a copy of their Resume to: boluwatife.akinyemi@aldelia.com

https://www.myjobmag.com/job/100652/compliance-officer-sec-registered-aldelia-limited