Responsibilities
Executes agency and principal trades in fixed income securities.
Helps ensure both firm and representative compliance by observing and abiding by securities regulations
Maintains a broad knowledge base of the securities industry including: regulatory and market events, investment products, operational processes, operational methodologies and technology
Develops a strong understanding of customer service and provides assistance to investment advisors and retail clients in relation to policies, products, and trading procedures
Determines optimal order routing venues to ensure best execution
Follows risk management procedures and has the ability to quickly assess and take action to minimize customer and firm risk
Review trades to ensure trade execution quality
Investigates, researches, and corrects issues related to trading and account activity
Educates clients, and trains registered representatives and their clients by determining their true needs, provide alternative solutions when necessary, and effectively explains the specific details of fixed income product, processes, or services
Assist internal operations departments by providing back-up support, coordinating processors to expedite transfers, settlements, research, and complex problem resolution
Establishes and builds partnerships with registered representatives of all distribution groups, clearing firm, and product sponsors
Resolves concerns by obtaining details, identifying most efficient method of handling, and evaluating risks to all parties before taking action
Qualifications
First Degree in either in Accounting, Finance, Economics or business related discipline. MSc, will be an added advantage.
2+ year’s minimum experience in investment banking or corporate finance.
Excellent financial management and analytical skills, with deep demonstrated understanding of financial modelling and analysis tools
Must be data driven and take initiative in developing new measurement and metrics
Ability to communicate effectively orally and in writing
Ability to delve into the detail as well as take higher-level view
Ability to manage multiple priorities and projects while working as part of an inter-departmental team in a fast-paced environment
Highly proficient in office suite(Excel, PowerPoint and word)
Demonstrate good knowledge of accounting and fixed income /securities
Ready to embrace start-up pace with a good sense of humor
Passion to help transform the society
Applicants should send their CVs & Application letters to hr@clgsecurities.com
Apply via :
hr@clgsecurities.com
